In its request, ISDA asserted that applying the trade execution requirement to inter-affiliate swap transactions between eligible affiliate counterparties that do not satisfy § 50.52(b) ...
The Division, recognizing that additional time to use the alternative compliance frameworks will encourage an orderly transition period with regard to the timing and sequencing ...
Clearinghouse regulation will command this attention for a number of reasons. Paramount among them is that while we have made great progress in the implementation ...
The Division of Market Oversight issues time-limited no-action relief from certain requirements of Part 45 and Part 46 of the Commission’s Regulations, for certain swap ...
Today, we are building swaps into risk surveillance systems so that we can identify and monitor swaps activities and exposures. We want to be able ...
The Division of Market Oversight extended time-limited no-action relief to Swap Execution Facilities (SEFs) from certain requirements in the definition of “block trade” in Commission ...
Are our CCPs prepared for what would happen if a significant clearing member defaulted? That was one of the questions we asked at our inaugural, ...
Looking ahead, in many of the areas where staff has provided relief in the form of a “no-action” letter, I support proposing permanent adjustments to ...
Undoubtedly, each of these rulesets is well-intentioned with ostensible merit and supportive constituencies. Many are derived from principles of bank – not market – regulation ...
The reforms we are putting in place for the swaps market are part of a broader response to the global financial crisis. We must never ...