RELEASE Number 7948-19 June 27, 2019 Commodity Pool and its President Ordered to Pay $1.2 Million, Banned from Markets for Futures Fraud Washington, DC – ...
The Order specifically finds that during the period from at least 2008 through 2014 certain traders at MLCI (Traders) placed orders to buy and sell ...
”The continued pursuit of various opportunistic strategies in the credit derivatives markets, including but not limited to those that have been referred to as ‘manufactured ...
Regardless of whether the CFTC grants an award, the CFTC will not disclose any information which could reasonably be expected to reveal a whistleblower’s identity, ...
“I am pleased that the Basel Committee has agreed on a targeted and limited revision of the leverage ratio to allow margin received from a ...
U.S. District Court for the Northern District of California Imposes Permanent Trading Ban against...
James D. Crombie (Crombie) permanently banning him from trading on CFTC-regulated markets for his own personal account and from having such trades made on his ...
The Complaint specifically alleges that since at least May 1 through October 31, 2017, the defendants used a website and accounts at popular social media ...
No-action relief was granted to an entity from the statutory disqualification condition of CFTC Staff Letter No. 12-70 with repsect to its affiliate support activities.
No-action relief granted to swap dealers from the uncleared swap margin requirements under Part 23 of the Commission's regulations with respect to certain amendments to ...
The Commission is also considering a rule proposal to address the registration and regulation of non-U.S. swap dealers and major swap participants, as well as ...