The Order arises from a CFTC Complaint filed on December 5, 2013, which charged Glytenko and DIP with fraudulently soliciting approximately $3.9 million from approximately ...
The Division of Clearing and Risk extended the no-action relief granted in CFTC Letter 14-156 to Eurex Clearing and its U.S. clearing members with regard ...
Deutsche Bank failed to properly report cancellations of swap transactions in all asset classes, which in the aggregate included between tens of thousands and hundreds ...
No details of the case in this release from the CFTC.
The Order also finds that from March 2012 to January 2013, Pure Reason, a registered Commodity Trading Advisor, promoted on its website and in webinars ...
Specifically, the CFTC Order finds that, from at least August 2011 through at least February 2013, the Respondents solicited retail customers to buy and sell ...
We have had a very constructive dialogue with the European Commission and ESMA and I have a very good relationship with Commissioner Jonathan Hill. I ...
The Division of Market Oversight (DMO) is issuing a no-action letter that provides additional time for reporting parties to comply with certain reporting requirements of ...
Respondents fraudulently solicited and accepted at least $435,985 from at least 10 individuals to participate in a commodity pool to trade forex, but never traded ...
I support the present extension of no-action relief that was set to expire on September 30, 2015. I commend Commission staff and the futures commission ...