According to the Consent Order, although Wright told participants that their funds would be invested in a variety of investments, including commodity futures, he in ...
I would also like to say a word about our Cross-Border Guidance, which discussed how the Commission would generally apply Dodd-Frank requirements to cross-border swap ...
I am comfortable supporting today’s release, but for the reasons discussed below, continue to harbor some doubts as to whether we have selected the approach ...
It is imperative that we get all aspects of our margin requirements right, and that includes getting the cross-border element of the requirements right. The ...
I have many concerns and questions regarding the proposal, including:
• the shift from the transaction-level approach set forth in the July 2013 Cross-Border Interpretive Guidance ...
The CFTC’s Complaint alleges that Defendants fraudulently solicited over $9 million from at least 46 investors for the represented purpose of trading physical commodities, such ...
The time has come to comprehensively regulate this market. Retail commodity trading should occur on regulated exchanges, just as retail securities trading does. Too much ...
According to the Order, from at least June 2006 through May 2008, Welsh, while working as a broker at MF Global, Inc., received market-on-close orders ...
Evans, who was employed as a risk management consultant at a Futures Commission Merchant (FCM), engaged in fraud and unauthorized swaps trading. Specifically, the Order ...
SDs and MSPs continue to raise concerns about the burden of obtaining connectivity to all SDRs to which they would need to report valuation data ...