Joint Statement of CFTC Chairman Timothy Massad and European Commissioner Jonathan Hill May 7, 2015 Jonathan Hill, European Commissioner for Financial Stability, Financial Services and ...
Chair Massad uses illustrations to demonstrate that regulators "should start with customer margin – with requiring gross posting and mandatory collection from customers. Those are ...
In this speech, Chairman Massad tells Congress that the CFTC hopes to gain international agreement on a new swaps regulatory framework.
He pushes the idea of coming up with model rules in hopes that the industry could adopt them to improve best practices.
CFTC Director of Enforcement Aitan Goelman commented: “Protecting the integrity and stability of the U.S. futures markets is critical to ensuring a properly functioning financial ...
This case puts forth that the firm did not have adequate policies or procedures governing the transfer of positions between customers’ accounts, and no set ...
Commissioner Bowen discusses instruments containing a forward contract with volumetric variability.
Commissioner Giancarlo makes the case that the Commission should exercise its authority to clarify position limits regulation.
Chairman Massad addresses commercial end-user concerns.
This case involves an alleged scheme to lure investors to participate in a commodity pool that traded leveraged or margined retail off-exchange foreign currency (forex) ...