This case alleges a couple acted as unregistered CTAs and stole investor funds.
The CFTC wins a court decision against a fraudulent CPO operator.
Commissioner Giancarlo encourages his fellow commissioners to "better align the CFTC’s swaps trading rules with the sensible and flexible regulatory framework set out by" Dodd-Frank.
This is a case of precious metals fraud.
I was pleased to see the Chairman’s statement regarding greater anonymity on SEFs in his speech today. I have not heard a compelling justification for ...
"Further changes the Commission could make that would promote the trading of swaps on SEFs include revising the conditions for the floor-trader exemption, providing relief ...
CFTC Chair Massad talks about post-trade anonymity, swaps regulations, execution and more.
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order against Deutsche Bank AG (Deutsche Bank) bringing and settling charges that Deutsche Bank routinely ...
Chair Massad discusses error trades, uncleared swaps, recordkeeping and more.
The Division of Market Oversight and the Division of Clearing and Risk are issuing a no-action letter that provides relief similar to that provided in ...