Keynote Address by Chairman Timothy Massad before the Monetary Authority of Singapore, The Future...
Chairman Massad talks in Singapore about the process of building the global regulatory framework for derivatives and Asia's role in the process.
Request for No-Action Relief for Introducing Brokers' Compliance with Certain Financial Reporting and Capital Computation Requirements under Regulations 1.10 and 1.17.
She notes that "I am concerned that lower standards are putting this industry in a precarious position and placing retail foreign exchange investors unnecessarily at ...
Commissioner Wetjen wants the TCE to be named a foreign board of trade.
Speaking in Tokyo, CFTC Chair Massad talks about everything from cybersecurity to global swaps regulation.
Federal Court in New York Imposes a $2.16 Million Penalty and Permanent Trading Bans against Michael A. Kardonick, Gary R. Shapoff, and Atwood & James ...
These firms didn't report accurately on CFTC Form 40.
But because the swap market was already global, many participants expect harmonization in regulation from the start. That is a good goal, though it may ...
This entity failed to register as a CTA while engaging in the purchasing of natural gas and electricity.
The Order finds that Defendants violated the Commodity Exchange Act by misappropriating funds totaling approximately $191,689 from Monarch Futures Fund LLC (Monarch) and QEP Futures ...