Commissioner Giancarlo warns that the "world is voting with its trading book to transact in other markets" because of the Commission's swaps rules.
This statement concerns the charges issued against five banks for attempting to manipulate the foreign exchange benchmark rate.
CFTC Orders Five Banks to Pay over $1.4 Billion in Penalties for Attempted Manipulation of Foreign Exchange Benchmark Rates
The Division previously provided no-action relief for certain swaps required to be traded on a swap execution facility (SEF) or designated contract market (DCM) to ...
No-action letter again extending the time-limitation contained in an alternative compliance framework available to certain affiliated counterparties pursuant to Commission regulation 50.52(b)(4)(ii)-(iii).
The Division of Market Oversight is extending the relief provided in CFTC Letter No. 14-26 for one year, until December 31, 2015. The letter ...
Time-limited no-action relief to allow Southwest Airlines and its counterparties additional time for public reporting of long-dated Brent and WTI crude oil swap and swaption ...
DSIO granted no action relief with respect to registration as a CPO for an entity acting as a directed trustee with respect to a commodity ...
These fraudsters allegedly concealed material facts from the NFA regarding a bank account about which the NFA was inquiring and which the defendants had used ...
The Commission boasts of obtaining a record $3.27 billion in monetary sanctions imposed against companies and individuals in FY 2014.