Federal Court Orders California Resident Ryan A. Nassbridges and his California Companies to Pay over $18 Million in Civil Monetary Penalties in a Commodity Pool ...
CFTC Obtains Default Judgment against Texas-Based Financial Robotics, Inc. for Fraudulent Forex Scheme
Federal Court Orders Boston Resident John B. Wilson and His Company, JBW Capital LLC, to Pay a Civil Penalty of More than $2.8 Million for ...
CPO stripped of membership after being found guilty of misappropriating investor funds and making...
CFTC Revokes Registrations of Abdul Sultan Walji and His Company, Arista LLC, Based on Courtâ's Permanent Injunction Order Prohibiting Them from Committing Further Fraud and ...
Chair Massad talks cross-border harmonization and about the EU not yet recognizing U.S. central clearinghouses.
DSIO is issuing an extension of a previous no-action letter providing additional time for futures commission merchants (FCMs) to comply with Commission regulations requiring FCMs ...
Conditions are set to qualify from the registration relief for delegating CPOs but the relief no longer requires the entity to notify the CFTC.
Chair Massad talks non-deliverable forwards and bitcoins.
Commissioner Wetjen uses the occasion to talk about efforts by the CFTC and European Commission to reach agreement on derivatives regulations.
CFTC Orders Former CBOT Floor Broker Kent Woods to Pay $200,000 Penalty and Charges Introducing Broker Futures International LLC and Chief Operating Officer Amadeo Cerrone ...