CFTC Orders Utah Resident Scott A. Beatty and his Company, Peak Capital Management Group, Inc., to Pay over $1.6 Million for Forex Fraud and Making ...
CFTC Files Complaint Charging Daniel Shak of Las Vegas with Violating a CFTC Order Settling Charges of Attempted Manipulation of NYMEX Crude Oil Futures Contracts
The CFTC's Division of Market Oversight issued an extension of no-action letter 13-86, which provided relief in connection with certain CDS trades executed pursuant to ...
CFTC Orders Fan Zhang to Pay $250,000 for Engaging in Fictitious Sales and Noncompetitive, Prearranged Trades on CME and CBOT
CFTC Charges Illinois Resident Gerald J. Considine and His Companies, Novo Trading and Considine Trading, with Fraudulent Solicitation and Misappropriating More than $1.65 Million of ...
CFTC Charges Florida-Based Inter-Global Currency & Precious Metals LLC and Stavros Papastavrou with Engaging in Illegal, Off-Exchange Precious Metals Transactions
Order Requires Metals Depository to Pay $500,000 to Hunter Wise Receivership.
Absa Bank and previously sanctioned FirstRand Bank, Ltd. prearranged noncompetitive corn and soybean futures trades.
This fraudster used telemarketing and an internet web page to solicit retail customers to execute financed off-exchange precious metals transactions.
The Commission went after a former risk management consultant and associated person of a registered FCM with charges of fraud and unauthorized trading.