Chair Massad applauds a court decision backing the CFTC.
This action strips SAC of its registrations as a Commodity Trading Advisor (CTA) and Commodity Pool Operator (CPO).
CFTC alleges that Galemmo solicited at least $116 million from pool participants and only deposited approximately $4.7 million of the funds into futures accounts.
Conditional no-action relief with respect to swaps trading on certain financial markets that are licensed in Australia and overseen by the Australian Securities & Investments ...
Order also permanently bans Hunter from trading in the expiry in all CFTC-regulated products and from trading natural gas products during the daily close.
CFTC also finds other supervisory failures relating to enforcement of imposed trading limits, responding timely and accurately to a CFTC document request, and maintaining adequate ...
Chair Massad recaps what the Commission has accomplished or seeks to accomplish. "The first is that we must never forget the cost to American families ...
Zulutrade is a CFTC-registered Introducing Broker located in Piraeus, Greece.
The CFTC alleges this attorney didn't execute trades via a board of trade as required but that the firm never actually owned, possessed, or sold ...
No-action letter permitting, subject to certain conditions, commodity pool operators of certain commodity pools that are non-registered investment companies ("Parent Pools") that use wholly-owned trading ...