The CFTC says Mitchell Brian Huffman operated a fraudulent commodity pool scheme that defrauded customers of more than $3.2 million in connection with exchange-traded commodity ...
CFTC Orders Morgan Stanley Capital Group Inc. to Pay $200,000 Penalty for Violating Soybean Meal Futures Speculative Position Limits
Statement of Commissioner Scott O’Malia, Revised Relief from the De Minimis Threshold for Certain...
"This relief is a step in the right direction to address the impact on certain utilities that are special entities that were inadvertently caught up ...
Commissioner O'Malia talks about Dodd-Frank's effects on the commodities market.
This relates to Extension of the Relief with for swaps trading on certain multilateral trading facilities overseen by competent authorities designated by European Union member ...
This gives relief from compliance with certain requirements of regulation 3.3 relating to the CCO annual report.
This relief goes to certain members of a designated contract market (DCM) from the requirement to record oral communications under regulation 1.35(a).
This letter targets utility special entities, which may own or operate electric or natural gas facilities or supply energy.
The CFTC says Scott "directly and by word of mouth, allegedly solicited pool participants located in Texas and solicited at least some pool participants by ...
Commissioner O'Malia supports the cross-divisional data team’s effort to fix our reporting rules and enhance the Commission’s ability to use its data.