Commissioner O'Malia applauds a tweak to the Volcker rule concerns the holding of TruPS CDOs by community banks affected by the Volcker Rule.
Chair Wetjen states that he supports the tweak to the Volcker rule that aided community banks.
Chair Wetjen thanks Congress for agreeing to a $215 million budget for the CFTC.
Commissioner O'Malia reacts to Congress giving the agency $215 million for the FY.
NWH failed to retain all of the business records related to the Idylic account and Pooled Accounts, relating to NWH’s business of dealing in commodity ...
This case charges a firm and its owner with engaging in illegal, off-exchange financed transactions in precious metals with retail customers.
No-action relief from compliance with certain conditions associated with the receipt of customer funds by FCMs.
No-action relief regarding the limitation on the holding of customer funds outside the U.S. under Regulation 30.7.
Time-limited no-action relief granted to a registered futures commission merchant regarding the maintenance of certain Rule 30.7 accounts.
Extension of No-Action Relief: Transaction-Level Requirements for Non-U.S. Swap Dealers