The CFTC proposes rules to require an FCM to ensure that a customer does not withdraw funds from its account with the FCM if the ...
The CFTC proposes to require that FCMs, swap dealers, and major swap participants establish, document, implement, and maintain an Operational Resilience Framework reasonably designed to ...
Predictions already note that as more of the financial services industry adopts artificial intelligence technologies, the bad guys will as well. Envision dueling AI
This proposed CFTC rule, which would accept comments until Feb. 13, 2024, would, among other things, seek to make it easier for swap dealers to ...
The CFTC proposes rules to ensure clearing member funds and assets receive the proper treatment in the event a derivatives clearing organization enters bankruptcy by ...
This proposed rule from the CFTC would allow for continued geographic masking after the designation of the unique product identifier and product classification system for ...
The CFTC proposes to amend its regulations governing the types of investments that futures commission merchants and derivatives clearing organizations may make with funds held ...
If questions remain about which regulator—the SEC or the CFTC—will take the lead on oversight of digital assets, a new report from the CFTC lays ...
"Based upon the current market for security-based swaps, we expect that the entities that will register as security-based SEFs also are registered as SEFs with ...
Nothing in this Advisory should be deemed to oblige the Division or the Commission to consider one or more factors, or to give certain factors ...