Final Rule: Disclosure of Equity Compensation Plan Information SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 240 and 249 [Release Nos. 33-8048, 34-45189; File ...
Under NFA Compliance Rules 2-4 and 2-29(a)(1), all communications with the public regarding security futures products must be based on principles of fair dealing and ...
NFA Compliance Rule 2-29 imposes high standards on Members' and Associates' communications with the public in connection with any of their futures activities.
Final Rule: Adoption of Updated EDGAR Filer Manual SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-7999; 34-44660; 35-27430; 39-2391; IC-25102] RIN 3235-AG96 ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 274 [Release No. IC-25058; File No. S7-21-99]RIN 3235-AH56 Treatment of Repurchase Agreements and Refunded Securities as ...
INTERNATIONAL DISCLOSURE STANDARDS; CORRECTION SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239 and 249 [Release Nos. 33-7983; 34-44406 INTERNATIONAL SERIES RELEASE NO. 1249] FILE NO. ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 275 [Release Nos. IC-24991 and IA-1945; File No. S7-06-01] RIN 3235-AI05 Electronic Recordkeeping by Investment Companies ...
Final Rule: Disclosure of Mutual Fund After-Tax Returns; Extension of Compliance Date 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-8010; 34-44850; IC-25175; ...
Final Rule: Disclosure of Mutual FundAfter-Tax Returns SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 270, and 274 [Release Nos. 33-7941; 34-43857; IC-24832; File ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-24828; File No. S7-11-97] RIN 3235-AH11 Investment Company Names AGENCY:Securities and Exchange Commission.ACTION:Final rule; Request ...