SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-22389; File No. S7-15-94RIN 3235-AF97 Custody of Investment Company Assets with Futures Commission Merchants and Commodity Clearing ...
The Commission is staying a rule and a provision in a rule under the Investment Advisers Act of 1940 that require the filing of Form ...
Because "up front" fees and charges can have a significant impact on the net opening equity of pools and managed accounts, the above NFA rule ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 239 and 270Release No. IC-22201; File No. S7-2-96RIN 3235-AG59Technical Amendments to Rule Relating to Payments for the Distribution ...