CPO/CTA Rules & Regulatory Actions Definitions of ‘Small Business’ or ‘Small Organization’ Under the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Exchange Act of 1934, and the Securities Act of 1933. RCW Staff - July 24 1998 Share A- A+ 100% Create an account to continue reading Gain instant access to our expert editorial analysis and in-depth insight. Register for free Already have an account? Sign in