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Home Private Funds PF Latest News Exclusive: SEC subpoenas employees in books-and-records sweep
New York private equity adviser Maplelane Capital mislabeled some 358 short orders, the SEC says in a new settlement order.
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PF Latest News

Exclusive: SEC subpoenas employees in books-and-records sweep

'You’ve got to make sure that employees understand what the rules are,' expert warns

Bill Myers -
February 4 2022

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  • TAGS
  • Compliance Best Practices
  • Books and Records
  • Enforcement
  • Examinations Enforcement: SEC Actions
  • Examinations
  • Private Funds
  • Private Equity
  • SEC: Enforcement

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