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Home Private Funds PF Rules & Regulatory Actions Groups warn SEC about books-and-records overreach
Industry is warning the SEC to be careful about overreach in its crackdown on investment advisers' books-and-records violations.
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PF Rules & Regulatory Actions

Groups warn SEC about books-and-records overreach

Enforcement Division relying on 'overly broad interpretation,' groups warn

Bill Myers -
February 9 2023

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  • TAGS
  • Books and Records
  • Enforcement
  • Examinations
  • Private Funds
  • Private Equity
  • SEC
  • SEC: Enforcement

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