The Investment Advisers Act of 1940Section 215 -- Validity of Contracts Waiver of compliance as void. Any condition, stipulation, or provision binding any person to ...
The Investment Advisers Act of 1940Section 212 -- Hearings Hearings may be public and may be held before the Commission, any member or members thereof, ...
The Investment Advisers Act of 1940Section 219 -- Separability of ProvisionsIf any provision of this title or the application of such provision to any person ...
The Investment Advisers Act of 1940Section 207 -- Material MisstatementsIt shall be unlawful for any person willfully to make any untrue statement of a material ...
The Investment Advisers Act of 1940Section 217 -- PenaltiesAny person who willfully violates any provision of this title, or any rule, regulation, or order promulgated ...
The Investment Advisers Act of 1940Section 214 -- Jurisdiction of Offenses and SuitsThe district courts of the United States and the United States courts of ...
The Investment Advisers Act of 1940Section 206A -- ExemptionsThe Commission, by rules and regulations, upon its own motion, or by order upon application, may conditionally ...
The Investment Advisers Act of 1940Section 218 -- Hiring and Leasing Authority of the Commission The provisions of Section 4(b) of the Securities Exchange Act ...
The Commission shall submit annually a report to the Congress covering the work of the Commission for the preceding year and including such information, data, ...
The Investment Advisers Act of 1940Section 208 -- General ProhibitionsRepresentations of sponsorship by United States or agency thereof. It shall be unlawful for any person ...