The Investment Advisers Act of 1940Section 202 -- DefinitionsWhen used in this title, unless the context otherwise requires, the following definitions shall apply:"Assignment" includes any ...
The Investment Advisers Act of 1940Section 203 -- Registration of Investment AdvisersNecessity of registration. Except as provided in subsection (b) and Section 203A, it shall ...
Nothing in this title shall relieve any person of any obligation or duty, or affect the availability of any right or remedy available to the ...
An investment adviser registered under this title shall take such steps to safeguard client assets over which such adviser has custody, including, without limitation, verification ...
The Commission shall submit annually a report to the Congress covering the work of the Commission for the preceding year and including such information, data, ...
This title shall become effective on November 1, 1940. Legislative History Aug. 22, 1940, ch 686, Title II, 221, 54 Stat. 857
This Investment Company Act section gives mutual funds the right to create different classes