SEC complaint filed in June 2009 against Stanley Chais, related to the Madoff fraud.
The criminal indictment of Robert Allen Stanford released June 19, 2009.
The SEC's second amended complaint against Stanford, released June 19, 2009, the day Robert Allen Stanford received criminal charges.
The SEC's second amended complaint against Stanford, released June 19, 2009, the day Robert Allen Stanford received criminal charges.
A copy of the sworn statement letter sent by NYRO enforcement division in spring and summer 2009.
President Obama's white paper on his plan for financial services regulatory reform.
Statements from victims of Bernie Madoff submitted to federal court prior to his sentencing in June 2009.
Copy of June 2009 lawsuit filed against Austin Capital Management tied to Madoff losses.
A copy of the SEC's document request letter from its January 2009 exam.
Examples of a quarterly report of personal securities transactions and a personal trading quarterly report form courtesy of Robert Lavigne at GW & WADE in ...