The SEC's second amended complaint against Stanford, released June 19, 2009, the day Robert Allen Stanford received criminal charges.
A copy of the sworn statement letter sent by NYRO enforcement division in spring and summer 2009.
President Obama's white paper on his plan for financial services regulatory reform.
Statements from victims of Bernie Madoff submitted to federal court prior to his sentencing in June 2009.
Copy of June 2009 lawsuit filed against Austin Capital Management tied to Madoff losses.
A copy of the SEC's document request letter from its January 2009 exam.
Examples of a quarterly report of personal securities transactions and a personal trading quarterly report form courtesy of Robert Lavigne at GW & WADE in ...
A copy of the SEC's 2009 CCOutreach documents on custody and the Division of Investment Management's summary of recent SEC rulemaking.
A copy of an SEC document request letter from May 2009.
SIPC trustee's lawsuit, filed in May 2009, against Fairfield Greenwich, the larger feeder fund to Bernard L. Madoff Investment Securities.