Exhibit in Massachusetts state case against Fairfield Greenwich that details telephone conversation with Bernard Madoff.
An IA firm shares its guidelines upon which its gift and entertainment policies are derived.
Complaint filed in New York State against Peter Madoff, former CCO of Bernard L. Madoff Investment Securities.
Copies of investor letters and e-mails from Bernard L. Madoff Investment Securities and sent to federal prosecutors.
A copy of a 2009 document request letter that originated in the Chicago regional office of the SEC.
A copy of an SEC document request letter issued by the San Francisco regional office.
SEC complaint filed against Bernie Madoff accountant David Friehling of Friehling & Horowitz.
A fair valuation request form, courtesy of David Hunt, that lays out a good procedure to substantiate valuation of a security.
Justice Department document filed in court March 15, 2009 seeking forfeiture of various property owned by Bernard and Ruth Madoff.
March 10, 2009 court document from federal prosecutors laying out case against Bernard Madoff.