This is a compilation of state rules for reporting elder abuse. Gary Gushard, an attorney with Tucker Arensberg in Pittsburgh, compiled this list.
An SEC document request letter sent to an RIA in 2010.
A copy of the letter Massachusetts authorities sent to registered reps in response to their error in releasing a CD with reps' personal data.
A peer shares how the firm educates staff about the Massachusetts data security rule.
A peer shares frequently asked questions related to the Massachusetts data security rule assembled for the firm.
A paper prepared by Ed Pittman of Dechert in Washington, D.C., that takes an early look at the SEC's description of its pay to play ...
A copy of the Senate's investigation into the SEC's handling of the Gary Aguirre case.
Final text of the House-Senate conferee's legislative language for fiduciary duty issue in financial regulatory reform bill.
Click here to open a Word file that is an example of a letter you could use in a case of a data or privacy ...
A copy of the 2001 e-mail at the center of the alleged Pequot insider trading case.