This final rule rescinds certain guidance that the Commission issued to investment advisers about their proxy voting obligations
The SEC adopts rules to convert the filing of certain applications, confidential treatment requests, and forms from paper to electronic submission
Some individual information providers of the types we describe below have registered with the Commission as investment advisers (sometimes because of other business in which ...
We are proposing to require ESG-related disclosures from registered investment advisers that consider ESG factors as part of their advisory businesses