This no-action letter from the SEC in 2007 concerns so-called hedge clauses in client indemnification agreements. The SEC withdrew this letter in 2019.
Investment Advisers Act of 1940 Section 206(4) and Rule 206(4)-3 J.P. Morgan Securities Inc. October 31, 2003 RESPONSE OF THE OFFICE OF CHIEF COUNSEL IM ...
Deloitte & Touche LLP: No-Action letter dated August 28, 2006 Investment Advisers Act of 1940 Section 206(4) and Rule 206(4)-2 August 28, 2006 RESPONSE OF ...