Investment Advisers Act of 1940 – Section 206(4) and Rule 206(4)-2(a)(1) American Skandia Life Assurance Corporation May 16, 2005 RESPONSE OF THE OFFICE OF CHIEF ...
Investment Company Act of 1940 – Sections 12(d)(1)(A) and 12(d)(1)(B) Principal Investors Fund Inc. May 13, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...
Investment Company Act of 1940 – Rule 3a-8 Ark Therapeutics Group plc April 15, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT ...
Investment Company Act of 1940 – Section 15(a) and 2(a)(20) Mellon Equity Associates, LLP April 1, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...
Investment Company Act of 1940 – Section 2(a)(51) Trusts under the Will of Marion Searle March 29, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
Securities Exchange Act of 1934 – Section 14(a) and Rule 14a8-(b)(1) Fidelity Magellan Fund – Shareholder Proposal of Walter J. Krieg March 10, 2005 Stuart ...
Investment Company Act of 1940 – Section 3(c)(1) and 3(c ) (7) The Goldman Sachs Group, Inc. March 8, 2005 RESPONSE OF THE OFFICE OF ...
Investment Advisers Act of 1940 – Rule 204A-1 and 204-2 Prudential Insurance Company of America March 1, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
Investment Advisers Act of 1940 – Rule 206(4)-3 and Section 206(4) CIBC Mellon Trust Company February 24, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
Investment Advisers Act of 1940 – Rule 206(4)-3 and Section 206(4) Goldman, Sachs & Co. February 23, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...