Understanding Disqualifications, Exemptions and Waivers Under the Federal Securities Laws
A Watched Pot Never Boils: the Need for SEC Supervision of Fixed Income Liquidity, Market Structure, and Pension Accounting
Today I want to touch upon some initiatives we are very excited about, and which the Division will be devoting a lot of attention to ...
Supporting Innovation Through the Commission’s Mission to Facilitate Capital Formation
Remarks to PLI Investment Management Institute 2015
The Need for Greater Secondary Market Liquidity for Small Businesses
Opening Statement to the March 2015 Meeting of the SEC Advisory Committee on Small and Emerging Companies
Opening Remarks at Meeting of SEC Advisory Committee on Small and Emerging Companies
Remarks at CBI's Pharmaceutical Compliance Congress
Statement on the Aggregate Impact of Financial Services Regulations