This is a speech that the SEC's Julie Riewe, co-chief of the Enforcement Division's Asset Management Unit, gave at an IA Watch conference in Washington, ...
Remarks at SIFMA's 2015 Anti-Money Laundering & Financial Crimes Conference
Dissenting Statement Regarding the Commission’s Order Approving a Proposed Rule Change to Adopt New Rule 5713 and List Paired Class Shares Issued by AccuShares® Commodities ...
Remarks at the “SEC Speaks” Conference 2015: A Fair, Orderly, and Efficient SEC
Remarks at the “SEC Speaks” Conference
Remarks at The SEC Speaks in 2015
Setting Forth Goals for 2015: Address to Practising Law Institute’s SEC Speaks in 2015 Program
Chairman’s Address at SEC Speaks 2015
Effective Disclosure for the 21st Century Investor
Opening Statement at the Proxy Voting Roundtable