Ensuring the Proxy Process Works for Shareholders
Why is the SEC Wavering on Waivers? Remarks at the 37th Annual Conference on Securities Regulation and Business Law
The following discussion describes: (1) the current state of the municipal securities market and the recent developments that have begun to reshape it; (2) some ...
Investor Advisory Committee Opening Remarks
Statement on Passing of Former SEC Commissioner Harvey J. Goldschmid
Joint Dissenting Statement Concerning Modifications to Previously-Adopted Regulation SBSR
Aligning the Interests of Company Executives and Directors with Shareholders
Joint Statement on the Commission’s Proposed Rule on Hedging Disclosures
Advocating for Investors Saving for Retirement
Protecting Elderly Investors from Financial Exploitation: Questions to Consider