Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference Norm Champ Director, Division of Investment Management U.S. Securities and Exchange Commission Washington, ...
Remarks to the Practising Law Institute, Private Equity Forum Norm Champ Director, Division of Investment Management New York, NY June 30, 2014 Introduction [1]Thank you, ...
Evaluating Pension Fund Investments Through The Lens Of Good Corporate Governance Commissioner Luis A. Aguilar Latinos on Fast Track (LOFT) Investors ForumHispanic Heritage FoundationWashington, D.C. ...
Final Rules Relating to Cross-Border Security-Based Swap Activities Commissioner Daniel M. Gallagher Washington, D.C. June 25, 2014 Thank you, Chair White. I would like to ...
Beginning to Shine a Light on the Opaque Derivatives Market: Defining Dealers and Major Participants in the Cross-Border Context Commissioner Luis A. Aguilar Washington, D.C. ...
Boards of Directors, Corporate Governance and Cyber-Risks: Sharpening the Focus Commissioner Luis A. Aguilar “Cyber Risks and the Boardroom” ConferenceNew York Stock ExchangeNew York, NY ...
Remarks at SEC Historical Society 2014 Annual Meeting: On the 80th Anniversary of the SEC Commissioner Daniel M. Gallagher Washington, D.C. June 5, 2014 Thank ...
Statement on 2nd Circuit Decision
Remarks at Municipal Securities Rulemaking Board's 1st Annual Municipal Securities Regulator Summit Commissioner Daniel M. Gallagher Washington, DC May 29, 2014 Thank you, Lynnette [Kelly], ...
Comment Letter on the OFR Asset Management and Financial Stability Report Commissioner Daniel M. Gallagher May 15, 2014 Today, I filed a comment letter in ...