A Renewed Focus on SEC Priorities Commissioner Daniel M. Gallagher AICPA/SIFMA Financial Management Society Conference on the Securities Industry Oct. 25, 2013 Thank you, Paul ...
A Stronger Enforcement Program to Enhance Investor Protection Commissioner Luis A. Aguilar 20th Annual Securities Litigation and Regulatory Enforcement Seminar, Atlanta, Georgia Oct. 25, 2013 ...
Statement at an Open Meeting of the Commission to Consider a Proposal to Implement Title III (�Crowdfunding�) of the JOBS Act Commissioner Daniel M. Gallagher ...
Harnessing the Internet to Promote Access to Capital for Small Businesses, While Protecting the Interests of Investors Commissioner Luis A. Aguilar Washington, D.C. Oct. 23, ...
Statement on the Proposed Interagency Policy Statement to Establish Standards to Assess the Diversity Policies and Practices of Regulated Entities Commissioner Luis A. Aguilar U.S. ...
Remarks to the Independent Directors Council Annual Fall Meeting Norm Champ Director, Division of Investment Management U.S. Securities and Exchange Commission Chicago, IL Oct. 22, ...
Statement at SEC Open Meeting � Adoption of Rules Regarding Municipal Advisor Registration Commission Daniel M. Gallagher SEC Open Meeting, Washington, D.C. Sept. 18, 2013 ...
Providing Context for Executive Compensation Decisions Commissioner Luis A. Aguilar SEC Open Meeting, Washington, D.C. Sept. 18, 2013 Today, the Commission takes an important step ...
Dissenting Statement of Commissioner Daniel M. Gallagher Concerning the Proposal of Rules to Implement the Section 953(b) Pay Ratio Disclosure Provision of the Dodd-Frank Act ...
These rules will not only serve to better protect municipalities and their citizens, but also retail investors. In fact, the vast majority of investors ...