Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws, by Commissioner Luis Aguilar, on October 18, 2012 Taking a No-Nonsense Approach to Enforcing the ...
Opening Statement at the SEC Open Meeting, by Chairman Mary L. Schapiro, on October 17, 2012 Opening Statement at the SEC Open Meeting by Chairman ...
Protecting our Economy Demands Adequate Capital and Margin Requirements for Security-Based Swaps, by Commissioner Luis A. Aguilar, on October 17, 2012 Protecting our Economy Demands ...
Remarks at 2012 New England Securities Conference Speech by SEC Chairman: Remarks at 2012 New England Securities Conference by Chairman Mary L. Schapiro U.S. Securities ...
Remarks to American Bar Association International Section Speech by SEC Commissioner: Remarks to American Bar Association International Section by Commissioner Elisse B. Walter U.S. Securities ...
Introductory Remarks at SEC’s Market Technology Roundtable by Chairman Mary L. Schapiro U.S. Securities and Exchange Commission Washington, D.C. October 2, 2012 Good ...
Bringing Municipal Bond Trading Into the Light Speech by SEC Commissioner: Bringing Municipal Bond Trading Into the Light by Commissioner Elisse B. Walter U.S. Securities ...
Remarks at Third SAIS Global Conference On Women in the Boardroom, by Commissioner Elisse Walter, on September 20, 2012 Remarks at Third SAIS Global Conference ...
Working to Achieve the American Dream Remarks to the Hispanic Bar Association of the District of Columbia, by Commissioner Luis Aguilar, on September 19, 2012
Opening Remarks Regarding the Proposal of Rules Eliminating the Prohibition against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings Opening Remarks ...