"It is unsurprising that many compliance professionals feel a sense of trepidation as to how the Commission will exercise its enforcement authority. Left with only ...
SEC Commissioner Crenshaw
"Shadow banks function by intermediating between borrowers and investors in capital markets, but they had structured themselves in ways that allowed them to evade many ...
SEC Chairman Gensler
"Today’s adoption is about reducing overall information asymmetries in the market, promoting transparency, allowing better-informed decision-making by investors, and improving liquidity, by shortening the filing ...
Hester Peirce, SEC Commissioner
"My concerns extend also to the 13G changes, which would shorten filing timelines for large investors with no control intent.[19] Shortening filing deadlines for investors who ...
"The amendments to filing deadlines for Schedules 13D and G are appropriate in light of advances in the communications and technology used by market professionals ...
SEC Chairman Gary Gensler
Gensler tells Congress the final private funds rule "was adjusted in multiple ways based on public feedback on the proposal"
"Regulation D, first adopted in the early 1980s, has become one of the most important exemptions for companies looking to raise capital outside of registration. ...
Hester Peirce, SEC Commissioner
"Having a robust private market contributes to the health of our economy, and we should not look to impose public-market-style regulations on private markets"
SEC Commissioner Lizarraga
"Income and wealth thresholds are not the sole measure of financial sophistication"
SEC Chairman Gary Gensler
"Today’s adoption will modernize the Names Rule in a number of ways for today’s markets"
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