"Increases in a fund’s liquidity requirements may reduce the transaction costs of redemptions. Eliminating the ability of a fund to suspend investor redemptions may reduce ...
"Unfortunately, the simultaneous consideration of numerous complex items – many of them rulemaking initiatives – has become commonplace within the Commission .... The Commission can ...
"I am disappointed that the SEC staff has decided not to extend the MiFID II Relief for a modest additional period to accommodate these potential ...
"Cybersecurity is therefore foundational to maintaining the integrity of not just our securities markets, but our economy as a whole"
"The use of predictive data analytics, however, also can lead to potential conflicts. Conflicts may arise to the extent that advisers or brokers are optimizing ...
"Would an approach that relies on user fees or third-party examiners foster bad habits at the Commission? The SEC recently has exhibited an unhealthy preoccupation ...
"Our capital markets are the deepest, most liquid, and most trusted in the world. Through this agenda, we seek to keep it that way"
"Given that most crypto tokens are subject to the securities laws, it follows that most crypto intermediaries have to comply with securities laws as well"
"The rule is designed to safeguard the independence and objectivity of a security-based swap entity’s CCO by preventing the personnel of that entity from taking ...
"Protecting the independence of these CCOs’ work protects investors and benefits market integrity"