"Since the SEC put in place Form PF 12 years ago, a lot has changed. We have two proposals to update it. One is related ...
"It may sound like I am exaggerating the scope required to make these disclosure standards work, but let us be clear about this: This effort ...
"One change that the Commission could make to ease the burden on emerging fund managers is to have a longer transition period to comply with ...
"Other potential options include allowing anyone to invest some percentage of her investment portfolio in private companies—a technique already used in the crowdfunding rules—and allowing ...
"I believe each of our agencies have important roles within our respective authorities to enhance the resiliency of the financial system. At the SEC, we’re ...
There "is room for improvement in the transparency of private markets. The SEC is undertaking reforms through updates to Form PF and private fund adviser ...
"Private fund investors often are retirement funds and endowments .... That’s why we proposed a rule to require private fund advisers to provide detailed reporting ...
"The recent frustration and confusion surrounding the exercise of put options on Silicon Valley Bank and Signature Bank stocks when trading was halted demonstrated that ...
IA "numbers have grown significantly in the last five years. Registered investment advisers grew by 22 percent—to about 15,000, up from approximately 12,500 in 2017. ...
"It makes you wonder whether the Commission believes that there is something fundamentally wrong with the markets in the asset management industry. Because unlike the ...