Gary Gensler
"I believe each of our agencies have important roles within our respective authorities to enhance the resiliency of the financial system. At the SEC, we’re ...
SEC Commissioner Lizarraga
There "is room for improvement in the transparency of private markets. The SEC is undertaking reforms through updates to Form PF and private fund adviser ...
"Private fund investors often are retirement funds and endowments .... That’s why we proposed a rule to require private fund advisers to provide detailed reporting ...
SEC Commissioner Crenshaw
"The recent frustration and confusion surrounding the exercise of put options on Silicon Valley Bank and Signature Bank stocks when trading was halted demonstrated that ...
SEC Chairman Gary Gensler
IA "numbers have grown significantly in the last five years. Registered investment advisers grew by 22 percent—to about 15,000, up from approximately 12,500 in 2017. ...
SEC Commissioner Uyeda
"It makes you wonder whether the Commission believes that there is something fundamentally wrong with the markets in the asset management industry.  Because unlike the ...
William Birdthistle
"This proposal recognizes that advisers must take these threats seriously, that clients and investors deserve better disclosure about cyber incidents"
SEC Commissioner Crenshaw
"I am hopeful that broker-dealers and clearing agencies will make efforts to assist retail investors in exercising their options if the investors wish to do ...
SEC Commissioner Uyeda
"Today’s proposed amendments are a mixed bag of practical improvements and potentially conflicting requirements"
SEC Commissioner Lizarraga
Given cyber breaches, "we must do everything in our power to enhance cybersecurity practices by market participants and to protect investors’ sensitive personal information"
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