"The benefits to all market participants of efficiency and fairness are indisputable. And the sooner that our markets can benefit from T+1, the better off ...
"Instead of taking the path of thinking through staking programs and issuing guidance, we again chose to speak through an enforcement action"
"I think it is very important that the Commission does not adopt a one-size-fits-all rule that treats the $5 billion fund adviser in the same ...
"Given that these funds touch so much of our economy, efficiency and competition among these intermediaries is important. That’s why I supported our proposal to ...
"There are market integrity implications to allowing private issuers to grow so big without adequate disclosure or oversight"
"A skeptic might believe that some ESG products are merely offered in order to extract higher management fees"
"I have concerns whether today’s rule proposal correctly strikes this balance. Thus, comments from market participants will be especially important in consideration of any final rule"
"As we were all witness to in 2008, these intermediaries might be incentivized to, essentially, bet against the performance of an asset backed security that ...
"I apologize for the proposal’s unnecessarily short comment period, which continues a troubling pattern in the face of public and Congressional concern"
"As directed by Congress, today’s re-proposed rule would prohibit so-called securitization participants—those who sell or facilitate the sale of an asset-backed security—from engaging in a ...