SEC Commissioner Peirce
"The proposal could have the unintended consequence of discouraging companies from trying to improve their ability to assess future climate risks"
SEC Commissioner Hester Peirce
"I also see value in the Committee taking up the single-stock ETFs issue now at this early stage of development. I am not looking for ...
SEC Chairman Gary Gensler
"Account statements provide a primary avenues for investors to evaluate how their investments are performing and the costs in their portfolio. I look forward to ...
SEC Commissioner Uyeda
"This 30-day period is especially problematic when it commences shortly before, and will overlap with, major holidays later this month"
SEC Commissioner Uyeda
"The Commission currently is in the midst of an ambitious rulemaking agenda.  Many of the recently-proposed rules are geared toward the asset management industry"
"Another way that we work to address the declining trust in the financial markets is by conducting proactive enforcement sweeps and initiatives that specifically target ...
SEC Commissioner Uyeda
"The uncertainty of benefits associated with ESG investing, combined with the certainty of costs for companies undertaking ESG activities, should motivate all market participants – ...
SEC Commissioner Hester Peirce
"Requiring every fund to disclose its votes implicitly pressures funds to vote, even when voting is not in their best interest"
SEC Commissioner Lizarraga
"There is also a narrative that the SEC is engaged in 'regulation by enforcement.' But I see something different .... This is not regulation by ...
SEC Chairman Gary Gensler
"Registration of government securities brokers and dealers means that market participants must, among other requirements, keep important books and records, meet minimum capital requirements, and ...
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