SEC Commissioner Lizarraga
"Modernizing disclosures goes to the heart of the Commission’s mission to protect investors. Today’s release does exactly that"
SEC Commissioner Uyeda
"There may be a role for enhanced procedures for oversight of specified functions performed by third parties for investment advisers, but the breadth of this ...
SEC Chairman Gensler
"Today’s final rules would require fund companies to share a concise set of materials that get to the heart of the matter"
SEC Commissioner Uyeda
"I support today’s amendments, although I agree with Commissioner Peirce that the Commission should address concerns regarding the disclosure requirements related to acquired fund fees ...
SEC Commissioner Uyeda
"These ambitious proposals have received robust public comment and for good reason.  These proposals – both staggering in their complexity and reach - are merely ...
"I’ve asked them to make recommendations for the Commission’s consideration around a potential SEC-level Best Execution rule. I’ve also sought recommendations around how to instill ...
SEC Commissioner Uyeda
"The quality of agency rulemaking suffers when the public is unable to meaningfully participate"
"These SEC rules were designed to provide investors with decision-useful qualitative and quantitative information on how a fund takes into account ESG factors in its ...
"To that end, AMAC recommended that the Commission: require investment advisers and funds to provide enhanced gender and racial diversity disclosures"
SEC Commissioner Crenshaw
"While today’s FAQ is a step in the right direction, we believe all of the recommendations laid out in the AMAC report deserve our prompt ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination