"Some commenters suggested that the SEC provide even greater flexibility by imposing only a high-level requirement for “appropriate systems and controls.” However, we must be able ...
"Notwithstanding my concerns, on balance, I support today’s amendments as important updates that provide useful alternatives to WORM for records preservation"
"I view this as an initial step toward a truly principles-based, technologically neutral future where our registrants are free to find the best solutions available ...
"Today’s rule amendments would facilitate the SEC’s ability to examine and inspect records consistent with modern technology. These recordkeeping requirements also may reduce some firms’ ...
"To catch up with rapid technological change, the Commission is modernizing its recordkeeping rules"
"SEC staff is working with market participants to help ensure that investors in the crypto market get time-tested protections that exist in other securities markets ...
"One specific AMAC recommendation that deserves attention is that when fiduciaries select asset managers, their selection criteria should not exclude managers simply based on a ...
"The panel discussions regarding labor-related performance data and ESG fund disclosures touch on one part of the federal securities laws: the disclosure of information and ...
"I also appreciate the IAC’s attention to other critical investor protection issues, such as funds’ ESG disclosures and improved financial accounting and reporting standards"
"We can bring, and already have brought, greenwashing cases using existing rules, so why is additional rulemaking necessary? Should our focus instead be on identifying ...