"These ambitious proposals have received robust public comment and for good reason. These proposals – both staggering in their complexity and reach - are merely ...
"I’ve asked them to make recommendations for the Commission’s consideration around a potential SEC-level Best Execution rule. I’ve also sought recommendations around how to instill ...
"The quality of agency rulemaking suffers when the public is unable to meaningfully participate"
"These SEC rules were designed to provide investors with decision-useful qualitative and quantitative information on how a fund takes into account ESG factors in its ...
"To that end, AMAC recommended that the Commission: require investment advisers and funds to provide enhanced gender and racial diversity disclosures"
"While today’s FAQ is a step in the right direction, we believe all of the recommendations laid out in the AMAC report deserve our prompt ...
"Some commenters suggested that the SEC provide even greater flexibility by imposing only a high-level requirement for “appropriate systems and controls.” However, we must be able ...
"Notwithstanding my concerns, on balance, I support today’s amendments as important updates that provide useful alternatives to WORM for records preservation"
"I view this as an initial step toward a truly principles-based, technologically neutral future where our registrants are free to find the best solutions available ...
"Today’s rule amendments would facilitate the SEC’s ability to examine and inspect records consistent with modern technology. These recordkeeping requirements also may reduce some firms’ ...