"The proposal would expand reporting requirements about a large hedge fund’s open positions and certain large positions. These requirements would provide insight into the extent ...
"Today’s proposal stretches a very limited data collection tool beyond its intended purpose"
"The proposed amendments to Form PF are thoughtfully tailored and informed by more than a decade of experience with the form"
"Complex financial instruments like VRSPs undoubtedly are unsuitable for some retail investors. Nevertheless, investors, working with their chosen financial professional, should be free to fashion ...
"We proposed a rule enhancing the disclosure requirements for advisers and investment companies marketing themselves using ESG-related labels. This will help ensure that investors can see ...
"Many advisers and funds have made substantial progress in preparing for the transition, but for others, more work is needed. One remaining concern, even among ...
"Gatekeepers, such as accountants and attorneys, are often the first lines of defense against misconduct. When they fail to live up to their obligations, investors ...
"[W]e are undertaking this unnecessary PVAB Rehab—gutting the rules so that little of what we adopted less than two years ago remains .... Changing course ...
"Institutional investors—and their investment advisers—often find it helpful to turn to specialized businesses called proxy advisory firms to provide them with voting recommendations concerning important ...
"In addition to eliminating these provisions, the Commission is rescinding certain supplemental guidance for investment advisers that was issued in connection with the 2020 amendments ...