SEC Chairman Gary Gensler
"The proposed rule is designed to make it more difficult to use false identities to establish customer relationships with investment advisers"
"The fundamental problem is that we are not examining investor protection, efficiency, competition, and capital formation in a steady state ecosystem. Rather, it is fast-changing, ...
"This Council should remain vigilant in monitoring the mortgage-backed securities market, including non-bank mortgage servicers and their associated risks — from liquidity risks to leverage ...
SEC Chairman Gary Gensler
"That’s why alternative methods of capital raising can play such a critical role.  Angel investing and crowdfunding have helped develop our vibrant private markets alongside ...
Hester Peirce, SEC Commissioner
"Increasingly, our regulations reach into the operations of firms over which we do not have authority, such as service providers to securities firms .... One ...
Hester Peirce, SEC Commissioner
"Angel investing is often a team sport. Angel investors not only invest together, but they learn together. More seasoned angels educate newer angels"
"While angel investing is not for everyone, I am in interested in further learning the extent to which angel investing can play a role in ...
"The new Registered Fund Statistics report includes more than 70 data tables reflecting aggregated and anonymized public and non-public information filed on Form N-PORT. It is the ...
SEC Commissioner Lizarraga
"If the dominant model becomes billion-dollar unicorns being backed by many rounds of VC funding and then going public as mega cap companies, it would ...
"Is going public through a special purpose acquisition company still a viable path for private companies, given the Commission’s recent final SPAC rulemaking?"
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