"Increasingly, our regulations reach into the operations of firms over which we do not have authority, such as service providers to securities firms .... One ...
"Angel investing is often a team sport. Angel investors not only invest together, but they learn together. More seasoned angels educate newer angels"
"While angel investing is not for everyone, I am in interested in further learning the extent to which angel investing can play a role in ...
"The new Registered Fund Statistics report includes more than 70 data tables reflecting aggregated and anonymized public and non-public information filed on Form N-PORT. It is the ...
"If the dominant model becomes billion-dollar unicorns being backed by many rounds of VC funding and then going public as mega cap companies, it would ...
"Is going public through a special purpose acquisition company still a viable path for private companies, given the Commission’s recent final SPAC rulemaking?"
"Individual liability for disclosure failures related to AI as a security threat may therefore be of particular interest to you"
"This case is yet another illustration of the overbreadth of the pay-to-play rule and another reminder of the way the rule hampers legitimate political participation"
"The regulatory gap described, therefore, is more optical than substantive; closing it amounts to little more than grade-grubbing"
"A proposed FINRA rule could exacerbate the problem by preventing non-lawyers from getting compensated to represent investors in arbitration proceedings"