"Rapid technological change is now the norm and more frequent cybersecurity incidents and data breaches add additional risks that warrant Commission action to ensure that ...
"The final amendments do not require a financial institution to enter into a contract with its service providers to deliver data breach notices .... This ...
"Investments in alternative asset classes are growing .... This growth means that investors are increasingly allocating assets to unregistered funds by investing directly through products ...
"Under these amendments, covered firms will be required to notify customers of breaches that might put their personal data at risk"
"It is difficult to envision a money laundering concern that should be addressed with these activities, and it is unreasonable to require advisers to implement ...
"The proposed rule is designed to make it more difficult to use false identities to establish customer relationships with investment advisers"
"The fundamental problem is that we are not examining investor protection, efficiency, competition, and capital formation in a steady state ecosystem. Rather, it is fast-changing, ...
"This Council should remain vigilant in monitoring the mortgage-backed securities market, including non-bank mortgage servicers and their associated risks — from liquidity risks to leverage ...
"That’s why alternative methods of capital raising can play such a critical role. Angel investing and crowdfunding have helped develop our vibrant private markets alongside ...
"Increasingly, our regulations reach into the operations of firms over which we do not have authority, such as service providers to securities firms .... One ...