In light of the passage of time since the Commission last amended Guide 3, it is appropriate that we consider whether any modifications of Guide ...
Today, the Commission is requesting comment on the sufficiency of the disclosure standards within Guide 3 for publicly reporting banks and on potentially extending these ...
Today’s rule will eliminate the inefficiencies associated with such a search process. It will require companies that file registration statements and reports subject to ...
Today, the Commission is proposing a single reporting format for public company reports that is both human and machine readable. Computers can quickly parse ...
As engines of economic growth, small businesses can more easily access capital from previously unavailable sources — directly from American investors. Through funding portals and ...
In addition, while crowdfunding may democratize capital-raising, it may not be reaching a varied enough base of entrepreneurs. We need to continue to examine the ...
I am happy to invite you all to an event that we will be holding at the Commission two weeks from today. As we begin ...
The Dodd-Frank Act is rife with examples of burdens ultimately borne by the Forgotten Investor through shareholder money and company resources being expended to provide ...
We also must address the impact that market changes are having on investors. I urge Commission staff to keep a careful eye on highly ...
The amendments to Regulation D may lead to states developing regional offering exemptions so companies could raise capital from investors in a specific region, rather ...