Hester Peirce, SEC Commissioner
"The final rule does not exclude investment advisers, as some commenters had hoped. Why would it make sense for an investment adviser, which is already ...
"In recent years, advancements in electronic trading have resulted in certain market participants playing an increasingly significant role in providing liquidity .... There is a ...
"This rulemaking targets proprietary trading funds (PTFs), private funds, and others who make money by buying low and selling high in the Treasury market, while ...
SEC Commissioner Lizarraga
"Absent today’s reforms, our capital markets and financial regulators would continue to lack key data, and therefore limited oversight, over an unregistered segment of the ...
SEC Chairman Gary Gensler
"An essential component of settlements is the public recitation of the facts .... A settlement that allows the denial of wrongdoing undermines the value ...
Hester Peirce, SEC Commissioner
The demand by the government that a defendant waive a fundamental constitutional right as a condition of settlement ought to be supported by a compelling ...
SEC Chairman Gary Gensler
"While many Americans will be celebrating the unofficial start of summer over Memorial Day weekend, another important thing will be happening. We will transition in ...
SEC Commissioner Lizarraga
"Today’s reforms improve disclosures about how SPAC shares may be diluted. This will provide investors with better information to evaluate the merits of de-SPAC transactions"
"The Commission lacks statutory authority to outright ban making investments in SPACs or becoming a reporting company via a de-SPAC transaction. Instead, it has resorted ...
"We cannot sacrifice the mechanisms, incentives, and protections that have been developed for nearly a century, because to do so would be to undermine the ...
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