I can report that a very diverse range of companies are using the crowdfunding exemption and that, as of July 18th, there had been over ...
While I understand that your discussion today will focus on some important discrete aspects of this proposal, I want to emphasize as well the breadth ...
At yesterday’s open meeting of the Commission, I referenced a 2008 survey conducted by Commission staff on retail investors with respect to corporate annual reports.[1] ...
Today’s action marks the last significant step in adopting rules for transparency in security-based swap transactions. Next in line will be to finalize the remaining ...
One of the greatest lessons we learned during the financial crisis was that both regulators and the public did not understand the risks posed by ...
Updating our regulations to remove overlapping or superseded provisions is unlikely to be viewed as cutting-edge, headline-grabbing work. But let that not be a reason ...
While this is another step toward completing the rules for security-based swaps, we have yet to finish the work set for us six years ago ...
SEC Commission Kara Stein notes the Commission’s simplification proposal runs more than 500 pages...
Despite its 500 plus page length, this proposal may be framed in such a hyper-technical way that it fails to provide a bonafide opportunity for ...
Among his multitude of accomplishments at the Commission, Irving was the first director of the Enforcement Division. Having worked in several divisions, Irving was ...
To help facilitate and strengthen regulatory reform, the SEC aims to be a thought leader in international discussions because of our extensive regulatory experience. ...