The U.S. equity markets opened normally for trading this morning. We are continuing to closely monitor the markets and have been in regular communication with ...
As I said when we issued the concept release, fair and accurate disclosure means very little if it is provided in a manner that frustrates ...
Once rules requiring the disclosure of markups on riskless principal transactions are in place, we will have implemented two of the three pieces of what ...
The Commission is now in the midst of another significant phase of market structure review, as technology advancements continue to accelerate the pace of change ...
The thing I always worried about was what I did not know. I never thought ignorance was bliss. I believed that I and ...
One important area we are focused on is whether the disclosure regime for registered funds has evolved sufficiently in response to the changing types of ...
Simply put, Mickelson made money that wasn’t his to make. This action against Mickelson makes clear we will pursue both those who engage in insider ...
I also very much welcome your discussion this afternoon of Regulation D, one of the primary engines of capital formation in this country. Approximately ...
SEC Commissioner Kara Stein talks accredited investor thresholds at the SEC Advisory Committee on...
In light of this history, what is the best way to supplement the definition of “accredited investor”? The staff of the Division of Corporation ...
Disclosure, and our concept release, are both still stuck in the paper world. Sure, you can view the reporting forms on the Internet, and ...