Bank Regulators at the Gates: The Misguided Quest for Prudential Regulation of Asset Managers: Remarks at the 2015 Virginia Law and Business Review Symposium
Opening Remarks to the Investor Advisory Committee
This speech from 2001 outlines SEC expectations for best execution and valuation, especially for fund advisers
Statement on Jury Verdict in Trial Of George Levin Who Raised $157 Million for Scott Rothstein’s Ponzi Scheme
Grading the Commission’s Record on Capital Formation: A+, D, or Incomplete?
It’s a truism that our financial system is globalized, interconnected, and complex – and only grows more so each day. Geographic boundaries have not contained ...
Statement at Open Meeting on Rule 15b9-1 and Reg A+
Statement at Open Meeting on Rule 15b9-1
Statement at Open Meeting on Reg A+
Statement at Open Meeting on Rule 15b9-1